Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Harrison Evans is a financial advisor with Stifel, Nicolaus & Company, Inc. Clay has over 20 years of experience in the financial industry, working with clients to develop and implement financial plans. Clay has a wide range of experience in providing financial advice and services, including investment management, financial planning, and retirement planning. Clay is committed to providing his clients with personalized service and helping them achieve their financial goals. Clay is registered to provide investment advice in 42 states and holds Series 7, 9, 10, 31, 63, and 66 licenses. Clay is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/28/2022 - Present
Stifel, Nicolaus & Company, Inc. (ROSEVILLE CA)
CA
08/23/2006 - 06/02/2009
WELLS FARGO INVESTMENTS, LLC (ROSEVILLE CA)
CA
06/17/2003 - 08/22/2006
A. G. EDWARDS & SONS, INC. (LINCOLN HILLS CA)
TX
10/25/1999 - 04/24/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
11/20/1998 - 07/26/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/14/1998 - 12/16/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/10/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 05/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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