Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Dudley Thompson is a financial advisor with over 25 years of experience in the industry. Clay is currently registered as a Registered Investment Advisor (RIA) with Empower Advisory Group, LLC in South Carolina. Clay has previously held positions with Prudential Investment Management Services, LLC, Banc of America Investment Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, and Nationwide Investment Services Corporation. Clay is a Chartered Financial Consultant and holds the Series 6, Series 63, and Series 65 licenses. Clay specializes in providing financial planning and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/06/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NC
12/05/2008 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (RALEIGH NC)
NC
10/17/2008 - 11/21/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
09/12/2006 - 08/13/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
OH
12/05/1995 - 08/28/2006
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
09/25/1995 - 04/22/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
IA
Issued 07/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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