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Clay Cooper Johnson

Peak6 Capital Management LLC

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About Clay Cooper Johnson

Clay Cooper Johnson is a financial professional with Peak6 Capital Management LLC. Clay is a Series 24, Series 57TO, and SIE licensed professional with over 2 years of experience in the financial services industry. Clay's expertise includes securities trading and investment management. Clay is a registered representative of Peak6 Capital Management LLC.

Firm Information

Clay Johnson is currently registered with Peak6 Capital Management LLC. Peak6 Capital Management LLC is a Limited Liability Company formed on August 5, 1997. The firm has been approved for registration with the SEC and has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clay Johnson’s Registration & Firm History

IL

09/18/2020 - Present

Peak6 Capital Management LLC (Chicago IL)

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Licenses & Designations

BC

Issued 12/07/2020

Series 24 - General Securities Principal Examination

BC

Issued 09/18/2020

Series 57TO - Securities Trader Exam

BC

Issued 07/18/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There is public disclosure for Clay Cooper Johnson. Review regulatory record here.
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