Unclaimed
Clay Baldwin is a financial professional with over 2 years of experience in the financial industry. Clay is currently registered with Fidelity Brokerage Services LLC, a firm specializing in providing brokerage services. Clay is licensed to sell securities in 53 states and has passed the Series 7TO, Series 63, and SIE exams. Clay is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/22/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MD
08/11/2022 - 11/17/2022
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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