Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clay? Claim Your ProfileClay Andrew Smith is a financial advisor associated with Fidelity Brokerage Services LLC. Clay is licensed to offer securities and investment advisory services in 53 states. Clay holds Series 63, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
03/15/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 05/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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