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Claudiu A. Barbos

Ashton Thomas Securities, LLC

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About Claudiu A. Barbos

Claudiu Barbos is a registered investment advisor representative with Ashton Thomas Securities, LLC and Ashton Thomas Private Wealth. Claudiu has been in the industry since 2001. Claudiu is registered in Arizona, New York, Louisiana, Nebraska and Texas. Claudiu specializes in Portfolio Management for Individuals, Portfolio Management for Investment Companies, and Portfolio Management for Pooled Investment Vehicles. Claudiu is also a Senior Director, Head Trader, and Portfolio Manager for Ashton Thomas Private Wealth. Claudiu also has experience in real estate sales.

Firm Information

Claudiu Barbos is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Claudiu Barbos’s Registration & Firm History

AZ

10/23/2024 - Present

Ashton Thomas Securities, LLC (Scottsdale AZ)

CA

06/09/2021 - 06/10/2021

CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)

AZ

06/03/2019 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (Chandler AZ)

AZ

10/04/1999 - 03/15/2018

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

IA

Issued 08/16/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/2020

Series 24 - General Securities Principal Examination

BC

Issued 03/15/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Claudiu A. Barbos.
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