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Claudio Petruzziello

Mizuho Securities USA LLC

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About Claudio Petruzziello

Claudio Petruzziello is a financial professional with over 15 years of experience in the industry. Claudio is currently registered with Mizuho Securities USA LLC. Claudio has previously been registered with BNP Paribas Securities Corp., Deutsche Bank Securities Inc., BMO Capital Markets Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Calyon Securities (USA) Inc. Claudio holds the Series 7, Series 24, Series 55, Series 57TO, and Series 63 licenses. Claudio has a wide range of experience in the financial industry and is dedicated to providing excellent service to clients.

Firm Information

Claudio Petruzziello is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Claudio Petruzziello’s Registration & Firm History

NY

04/01/2020 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/04/2020 - 04/08/2020

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

09/26/2017 - 03/04/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/27/2011 - 09/15/2017

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

NY

09/29/2010 - 05/19/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/13/2005 - 03/04/2009

CALYON SECURITIES (USA) INC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Claudio Petruzziello.
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