Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudio? Claim Your ProfileClaudio Mario Mastroianni has been in the financial services industry since 1990. Claudio Mario Mastroianni is currently registered with Osaic Institutions, Inc. and provides financial planning, pension consulting and educational seminars. Claudio Mario Mastroianni is also registered with the following firms: Citizens Securities, Inc., M&T Securities, Inc., VALIC Financial Advisors, Inc., LPL Financial LLC, Genworth Financial Securities Corporation, BANCNORTH INVESTMENT GROUP, INC., Mercer Allied Company, L.P., Terra Securities Corporation and Prime Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/26/2021 - Present
Osaic Institutions, Inc. (Albany NY)
NY
02/22/2016 - 07/16/2021
CITIZENS SECURITIES, INC. (SLINGERLANDS NY)
NY
10/23/2015 - 03/07/2016
M&T SECURITIES, INC. (ALBANY NY)
NY
09/28/2015 - 10/29/2015
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
NY
05/06/2011 - 09/29/2015
M&T SECURITIES, INC. (ALBANY NY)
NY
04/04/2011 - 05/02/2011
LPL FINANCIAL LLC (LATHAM NY)
NY
09/30/2009 - 03/28/2011
M&T SECURITIES, INC. (GUILDERLAND NY)
NY
10/14/2008 - 09/22/2009
GENWORTH FINANCIAL SECURITIES CORPORATION (NISKAYUNA NY)
NY
09/18/2006 - 08/14/2008
BANCNORTH INVESTMENT GROUP, INC. (ALBANY NY)
NY
11/16/2005 - 09/15/2006
MERCER ALLIED COMPANY, L.P. (ALBANY NY)
IL
04/18/2002 - 06/15/2005
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
NY
04/03/1998 - 04/19/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
MA
03/30/1988 - 01/10/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/30/1988 - 01/10/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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