Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudio? Claim Your ProfileClaudio Robertson is a financial advisor with over 10 years of experience in the industry. Claudio is currently registered with J.p. Morgan Securities LLC. Previously, Claudio has worked at INVESTMENT PLACEMENT GROUP, BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC. Claudio offers a wide range of services to individual and institutional clients, including financial planning, pension consulting, and portfolio management. Claudio also holds several industry certifications, including the Series 3, 4, 7, 24, 55, 63, 65 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/21/2022 - Present
J.p. Morgan Securities LLC (San Diego CA)
CA
10/01/2009 - 05/26/2017
INVESTMENT PLACEMENT GROUP (SAN DIEGO CA)
NY
09/22/2008 - 09/03/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/17/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/13/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2013
Series 24 - General Securities Principal Examination
BC
Issued 03/08/2010
Series 4 - Registered Options Principal Examination
BC
Issued 09/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2015
Series 3 - National Commodity Futures Examination
BC
Issued 06/22/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Claudio Robertson is the right advisor for you? Invested Better is here to help.
