Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudio? Claim Your ProfileClaudio Costa Martins Simoes is a financial advisor with over 39 years of experience in the industry. Claudio has been registered with Raymond James & Associates, Inc. since April 2024. Previously, Claudio worked for Morgan Stanley, RBC Capital Markets, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Claudio holds Series 7, 63, and 66 licenses and the SIE exam. Claudio is registered in multiple states including Florida, California, Colorado, Delaware, Georgia, Illinois, Massachusetts, New York, and North Carolina. Claudio specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/22/2024 - Present
Raymond James & Associates, Inc. (Miami FL)
FL
01/30/2015 - 04/30/2024
MORGAN STANLEY (Miami FL)
FL
10/16/2012 - 02/20/2015
RBC CAPITAL MARKETS, LLC (MIAMI FL)
FL
01/06/1987 - 10/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
NA
04/23/1985 - 01/20/1987
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 06/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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