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Claudio Chieffo

TD Securities (usa) LLC

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About Claudio Chieffo

Claudio Chieffo is a financial professional with experience in the investment banking industry. Claudio is currently registered with TD Securities (USA) LLC, a firm headquartered in New York, NY. Claudio has passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79TO).

Firm Information

Claudio Chieffo is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Claudio Chieffo’s Registration & Firm History

NY

04/11/2024 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

03/07/2024 - 04/11/2024

TD SECURITIES (USA) LLC (New York NY)

NY

07/22/2023 - 04/11/2024

COWEN AND COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/22/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Claudio Chieffo.
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