Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudine? Claim Your ProfileClaudine Antoinette Spence is a Registered Investment Advisor representative at O'Shaughnessy Asset Management, LLC. Claudine has been working in the financial services industry since 1998. Claudine has been registered with the state of Connecticut since 2008. Claudine holds the following securities licenses: Series 6, Series 7, Series 26 and Series 66. Claudine has previously worked at QUASAR DISTRIBUTORS, LLC; BEAR, STEARNS & CO. INC.; CITIGROUP GLOBAL MARKETS INC.; ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. and DIVERSIFIED INVESTORS SECURITIES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Assets under advisement (for uma)
1
2
CT
08/01/2008 - Present
O'Shaughnessy Asset Management, LLC (STAMFORD CT)
ME
04/11/2011 - 05/01/2017
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
05/07/2007 - 08/01/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/20/2004 - 01/27/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TN
09/18/2002 - 04/25/2003
ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)
NY
08/27/1998 - 05/31/2002
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BOTH
Issued 07/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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