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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Jenkins has been in the financial services industry since 2001. Claudia is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California. Claudia is a Series 7, Series 63, Series 65 and Series 66 licensed professional and has worked at a number of firms including Merrill Lynch, Pierce, Fenner & Smith Inc., BANC OF AMERICA INVESTMENT SERVICES, INC. and BA INVESTMENT SERVICES, INC.. Claudia offers a range of financial services including portfolio management for individuals and businesses, educational seminars, pension consulting and selection of other advisers. Claudia is a licensed professional and has been actively providing financial advice for over two decades.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/12/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
NY
10/23/2009 - 06/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
09/22/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
MA
01/29/2001 - 12/11/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/19/1997 - 01/19/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 08/08/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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