Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Correa is a registered representative with HSBC Securities (USA) Inc. Claudia has been in the financial industry since 2012. Claudia is registered with the state of Florida as an Investment Advisor Representative. Claudia has her Series 6, 7TO, 9, 63, and 66 licenses. Claudia has worked for J.P. Morgan Securities LLC, Chase Investment Services Corp., HSBC Bank USA, N.A., and HSBC Securities (USA) Inc. Claudia currently works in the Aventura, FL branch office of HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
01/31/2024 - Present
Hsbc Securities (usa) Inc. (AVENTURA FL)
FL
10/01/2012 - 04/07/2015
J.P. MORGAN SECURITIES LLC (SURFSIDE FL)
FL
08/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SURFSIDE FL)
BOTH
Issued 01/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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