Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Lamie Twilley is a financial advisor with Stifel, Nicolaus & Company, Inc., with over 17 years of experience in the industry. Claudia Lamie Twilley is registered with the Securities and Exchange Commission and FINRA. She is a Series 7, Series 9, Series 31, and Series 66 licensed advisor and holds a Series 63 license in the state of Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
05/21/2020 - Present
Stifel, Nicolaus & Company, Inc. (MOBILE AL)
AL
12/19/2007 - 08/14/2009
UBS FINANCIAL SERVICES INC. (MOBILE AL)
AL
04/02/2007 - 10/04/2007
MORGAN STANLEY & CO., INCORPORATED (MOBILE AL)
AL
02/20/2007 - 04/02/2007
MORGAN STANLEY DW INC. (MOBILE AL)
TN
11/22/2005 - 07/14/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRENTWOOD TN)
GA
03/31/2003 - 06/03/2004
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
BOTH
Issued 04/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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