Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Harper is a financial professional with over 15 years of experience in the industry. Claudia is currently registered with Vanguard Marketing Corp. and holds the Series 7, Series 31, Series 66, and Series 7TO licenses. Claudia has also passed the Securities Industry Essentials Examination (SIE). Prior to joining Vanguard Marketing Corp., Claudia was employed by Morgan Stanley and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/10/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
IL
06/01/2009 - 07/30/2016
MORGAN STANLEY (CHICAGO IL)
IL
07/11/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
BOTH
Issued 08/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/30/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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