Unclaimed
Claudia Henderson is a financial advisor who has been in the industry since September 14, 2020. Claudia is currently registered with Pershing LLC in LAKE MARY, FL. Claudia has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Claudia is also registered with the state of Florida. Prior to joining Pershing LLC, Claudia was employed by PERSHING ADVISOR SOLUTIONS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/15/2020 - Present
Pershing LLC (LAKE MARY FL)
FL
12/09/2021 - 03/04/2024
PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)
BC
Issued 09/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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