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Claudia Henderson

Pershing LLC

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About Claudia Henderson

Claudia Henderson is a financial advisor who has been in the industry since September 14, 2020. Claudia is currently registered with Pershing LLC in LAKE MARY, FL. Claudia has passed the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Claudia is also registered with the state of Florida. Prior to joining Pershing LLC, Claudia was employed by PERSHING ADVISOR SOLUTIONS LLC.

Firm Information

Claudia Henderson is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Claudia Henderson’s Registration & Firm History

FL

09/15/2020 - Present

Pershing LLC (LAKE MARY FL)

FL

12/09/2021 - 03/04/2024

PERSHING ADVISOR SOLUTIONS LLC (LAKE MARY FL)

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Licenses & Designations

BC

Issued 09/15/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/19/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Claudia Henderson. Review regulatory record here.
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