Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Guimaraes Leao is a registered investment advisor representative with Empower Advisory Group, LLC, located in Long Beach, CA. Claudia has over 20 years of experience in the financial services industry. She holds Series 6, 7, 63, 65 and SIE licenses. Claudia specializes in providing financial planning and portfolio management services to individuals and families. She also serves as a trusted advisor to charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/16/2022 - Present
Empower Advisory Group, LLC (Long Beach CA)
CA
04/20/2012 - 12/09/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEWPORT BEACH CA)
CA
03/10/2010 - 12/21/2011
CITIGROUP GLOBAL MARKETS INC. (HUNTINGTON BEACH CA)
CA
10/08/2008 - 09/23/2009
HARTFORD EQUITY SALES COMPANY INC. (NEWPORT BEACH CA)
CA
05/29/2007 - 08/14/2008
CITIGROUP GLOBAL MARKETS INC. (FOUNTAIN VALLEY CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (FOUNTAIN VALLEY CA)
CA
04/05/1999 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
IA
Issued 03/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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