Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Frantz is a Registered Representative and Investment Advisor Representative with Charles Schwab & CO., Inc.. Claudia has been working in the financial industry since September 2021. Claudia has passed the Series 7TO, SIE, and Series 66 exams. Claudia is registered to provide investment advice in California and New Jersey and has a branch office location in New York City. Claudia's primary focus is in financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
09/30/2024 - Present
Charles Schwab & CO., Inc. (New York City NY)
BOTH
Issued 11/16/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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