Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Fraga-chavarrieta is a financial advisor who has been in the industry since 2008. Claudia is currently registered with Fidelity Brokerage Services LLC. Claudia has a diverse background in the financial industry, having previously worked with MML Investors Services, LLC, NYLIFE Securities LLC, Capstone Asset Planning Company, Wunderlich Securities, Inc., Citigroup Global Markets Inc., Wells Fargo Investments, LLC, and UBS International Inc. Claudia holds Series 6, 7, 66, and SIE licenses, and has been registered in 53 states for broker-dealer activities. Claudia also holds an Investment Advisor Representative registration in the state of Texas. Claudia is an active member of the financial industry and is dedicated to providing her clients with comprehensive financial advice and services.
HOUSTON, TX
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/07/2023 - Present
Fidelity Personal AND Workplace Advisors (HOUSTON TX)
IL
02/05/2021 - 12/23/2021
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
TX
06/11/2018 - 04/18/2019
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
08/22/2013 - 07/10/2017
NYLIFE SECURITIES LLC (HOUSTON TX)
TX
10/13/2010 - 11/21/2011
CAPSTONE ASSET PLANNING COMPANY (HOUSTON TX)
TX
04/22/2008 - 02/22/2010
WUNDERLICH SECURITIES, INC. (HOUSTON TX)
TX
02/21/2008 - 04/07/2008
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
08/15/2007 - 11/07/2007
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
TX
07/30/2002 - 03/07/2007
UBS INTERNATIONAL INC. (HOUSTON TX)
BOTH
Issued 11/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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