Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Elizabeth De la rosa is a financial advisor with over 9 years of experience in the industry. Claudia holds multiple licenses including Series 6, Series 63, and Series 65. She has worked with Osaic Wealth, Inc. and Osaic Advisory Services, LLC. Currently, Claudia works with Osaic Wealth, Inc. and is registered in several states as a registered representative and an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/17/2024 - Present
Osaic Wealth, Inc. (El Paso TX)
TX
08/30/2019 - 08/23/2024
TRIAD ADVISORS LLC (El Paso TX)
TX
08/18/2016 - 08/30/2019
M HOLDINGS SECURITIES, INC. (El Paso TX)
TX
10/14/2014 - 08/30/2016
PRINCIPAL SECURITIES, INC. (EL PASO TX)
IA
Issued 09/28/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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