Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Cristina Ferguson is a financial advisor at Raymond James & Associates, Inc. with over 10 years of experience in the financial services industry. Claudia has a strong background in investment advisory services, having worked with a variety of clients, including individuals, corporations, and institutions. Claudia specializes in financial planning, portfolio management, and pension consulting. Claudia has a Series 6, 7TO, 63, and 65 license and holds registrations in Georgia, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/03/2023 - Present
Raymond James & Associates, Inc. (Southlake TX)
NE
01/25/2017 - 08/02/2022
AMERITAS INVESTMENT COMPANY, LLC (LINCOLN NE)
TX
10/29/2012 - 11/08/2016
PAYCHEX SECURITIES CORPORATION (IRVING TX)
IA
Issued 04/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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