Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Koenig-solazzo is an investment advisor representative with UBS Financial Services Inc., who has been in the industry since November 28, 2002. Claudia is registered with FINRA and the state of Florida and holds the Series 3, 7, 9, 10, 27, 66, 99TO and SIE licenses. She is also licensed in the state of New York. Previously, Claudia Koenig-solazzo worked at UBS International Inc. and UBS Warburg LLC. Claudia specializes in providing financial planning and investment management services to a variety of clients, including individuals, corporations, and charitable organizations. Claudia also offers educational seminars and publications to help clients understand investment concepts and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/21/2020 - Present
UBS Financial Services Inc. (CORAL GABLES FL)
NY
11/24/2004 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
09/17/2001 - 10/29/2002
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
11/03/2000 - 09/17/2001
UBS WARBURG LLC (NEW YORK NY)
BOTH
Issued 9/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/7/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/22/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/13/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/2/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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