Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudia? Claim Your ProfileClaudia Ann Martin is a financial advisor with over 20 years of experience. Claudia is registered with Level Four Advisory Services and has previously been registered with several other firms including LPL Financial LLC, Lincoln Financial Securities Corporation, and Royal Alliance Associates, Inc. Claudia is a Series 7, 24, 52, 53, 63, and 65 licensed representative and is active in Texas. Claudia's specializations include portfolio management for businesses, portfolio management for individuals, financial planning, pension consulting and educational seminars. Claudia provides financial planning services to individuals, corporations, charitable organizations, and pension and profit sharing plans. Claudia's firm Level Four Advisory Services is a registered investment advisor with a regulatory asset amount of over 4 billion dollars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees - portion of assets managed by other advisors
1
2
TX
09/03/2009 - Present
Level Four Advisory Services (DALLAS TX)
TX
11/05/2012 - 12/31/2020
LPL FINANCIAL LLC (DALLAS TX)
TX
11/15/2007 - 11/21/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (PLANO TX)
TX
06/15/2006 - 12/05/2007
SECURITIES AMERICA, INC. (PLANO TX)
CA
06/20/2005 - 08/17/2006
ADVISORS EDGE SECURITIES, LLC (TARZANA CA)
TX
01/02/2004 - 06/01/2006
ROYAL ALLIANCE ASSOCIATES, INC. (DALLAS TX)
CA
01/21/2003 - 12/31/2003
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
CA
11/19/2001 - 10/31/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TX
08/12/1999 - 11/09/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
IA
Issued 02/01/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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