Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claudette? Claim Your ProfileClaudette Mason is a financial professional with over 15 years of experience in the industry. Claudette has worked at various firms, including B. Riley Securities, Inc., B. Riley & Co., LLC, Wunderlich Securities, Inc., Sandler, O'Neill & Partners, L.P., A. G. Edwards & Sons, Inc., and Piper Sandler & Co. Claudette is currently registered with Piper Sandler & Co. as a Registered Representative in Massachusetts. Claudette has a Series 7 and Series 63 license and has passed the Securities Industry Essentials Examination. Claudette is currently registered in 11 states. Claudette has a strong background in portfolio management and provides advisory services to various clients, including state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/21/2023 - Present
Piper Sandler & Co. (Boston MA)
CA
07/10/2017 - 03/21/2023
B. RILEY SECURITIES, INC. (Los Angeles CA)
CA
09/07/2017 - 11/30/2017
B. RILEY & CO., LLC (LOS ANGELES CA)
MA
02/27/2012 - 07/10/2017
WUNDERLICH SECURITIES, INC. (BOSTON MA)
MA
02/15/2011 - 01/10/2012
SANDLER, O'NEILL & PARTNERS, L.P. (BOSTON MA)
FL
04/13/2007 - 05/11/2007
A. G. EDWARDS & SONS, INC. (STUART FL)
NY
09/05/2001 - 05/18/2005
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
BC
Issued 03/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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