Unclaimed
Claudette Higdon is a financial professional with over 10 years of experience in the industry. She is currently registered with DFA Securities LLC, where she has been employed since October 2008. Claudette holds the Series 7, Series 63, and SIE licenses. She is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/15/2008 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 02/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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