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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claude? Claim Your ProfileClaude William Rice is a financial advisor with Commonwealth Financial Network. Claude William Rice has been in the financial services industry for over 35 years, beginning his career in 1986. Claude William Rice is registered as a broker-dealer with FINRA and as an investment advisor representative with the state of Pennsylvania. Claude William Rice has a broad range of experience in the financial services industry, including experience with investments, insurance, and financial planning. Claude William Rice is committed to providing clients with personalized financial advice and guidance. Claude William Rice's primary office is located in Somerset, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/21/2010 - Present
Commonwealth Financial Network (SOMERSET PA)
PA
05/05/1989 - 03/02/1995
BERKOWITZ, PIERCHALSKI INC. (PITTSBURGH PA)
MN
12/09/1986 - 05/03/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 08/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/07/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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