Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claude? Claim Your ProfileClaude Allen is a financial advisor with over 14 years of experience in the financial services industry. Claude is registered with LPL Financial LLC in North Carolina and Texas. Claude is a Series 66, Series 7 and SIE licensed professional. Claude has previously worked at EDWARD JONES in Oxford, North Carolina. Claude is currently registered to provide investment advisory services to individuals, businesses, charitable organizations, pension and profit-sharing plans, corporations, investment clubs and state or municipal government entities. Claude provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
08/25/2017 - Present
LPL Financial LLC (OXFORD NC)
NC
11/20/2008 - 08/12/2013
EDWARD JONES (OXFORD NC)
BOTH
Issued 12/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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