Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claude? Claim Your ProfileClaude Turner is a financial advisor with J.P. Morgan Securities LLC, working in the MANHASSET, NY office. Claude has been working in the financial industry for over 30 years. Claude is registered to provide investment advice and securities transactions in several states. Claude has been a registered representative since 1992 and an investment advisor representative since 1994. Claude is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
01/04/2018 - Present
J.p. Morgan Securities LLC (MANHASSET NY)
NY
07/10/2007 - 12/01/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GARDEN CITY NY)
NY
09/04/2003 - 07/10/2007
RYAN BECK & CO. (UNIONDALE NY)
NJ
08/19/1998 - 08/13/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/31/1993 - 07/27/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
03/20/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/02/1992 - 02/16/1993
SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)
NY
12/02/1992 - 02/16/1993
SANWA-BGK TREASURY SECURITIES CO. (NEW YORK NY)
BOTH
Issued 01/09/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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