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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claude? Claim Your ProfileClaude Sturla has been working in the financial services industry since December 30, 2017. Claude is currently registered with Fidelity Brokerage Services LLC as a broker and is also registered with the state of Florida as an Investment Advisor Representative. Previously Claude was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Thrivent Investment Management Inc. and PFS Investments Inc. Claude is a licensed representative for Fidelity Personal And Workplace Advisors. Fidelity Personal And Workplace Advisors manages more than $818 billion in assets for a wide variety of client types including individuals, pension and profit-sharing plans, high-net-worth individuals, and charitable organizations. Claude provides portfolio management for individuals and businesses, financial planning, and educational seminars.
DELRAY BEACH, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/03/2024 - Present
Fidelity Personal AND Workplace Advisors (DELRAY BEACH FL)
FL
04/02/2022 - 03/29/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT LAUDERDALE FL)
FL
11/17/2020 - 01/09/2021
THRIVENT INVESTMENT MANAGEMENT INC. (HEATHROW FL)
FL
05/31/2017 - 12/31/2017
PFS INVESTMENTS INC. (PEMBROKE PINES FL)
NY
02/06/2007 - 05/13/2008
DIMENSION BROKERAGE, LLC (NEW YORK NY)
NY
05/11/2005 - 10/28/2005
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
04/14/2003 - 12/15/2004
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
02/27/2003 - 04/14/2003
A.B. WATLEY, INC. (NEW YORK NY)
BOTH
Issued 12/29/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 5/31/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 5/29/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 2/25/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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