Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claude? Claim Your ProfileClaude Ives has been providing investment advice for over 29 years. Claude has a deep understanding of the financial markets and is committed to providing personalized financial planning and investment management services. He has a wealth of experience working with both individual and institutional clients. Claude holds the Series 31, Series 63, and Series 7 licenses, as well as the Certified Financial Planner (CFP®) designation. Claude is currently registered with Rockefeller Financial LLC, where he is a registered investment advisor representative. Previously, Claude was registered with MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Claude is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
02/08/2024 - Present
Rockefeller Financial LLC (ATLANTA GA)
NC
06/01/2009 - 02/14/2024
MORGAN STANLEY (Charlotte NC)
NC
06/07/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
IA
Issued 06/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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