linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Claude Kerlot Sam

Virtu Americas LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Claude? Claim Your Profile

About Claude Kerlot Sam

Claude Kerlot Sam is a financial advisor with Virtu Americas LLC. Claude has been in the financial industry for over 14 years and holds Series 7, Series 63, Series 99TO, and SIE licenses. Claude's previous experience includes positions at VIRTU ITG LLC, CHASE INVESTMENT SERVICES CORP., JOSEPH CHARLES & ASSOC., INC., THE J.B. SUTTON GROUP, LLC, SCHNEIDER SECURITIES, INC., IAR SECURITIES CORP., and ASH & CO. INCORPORATED.

Firm Information

Claude Sam is currently registered with Virtu Americas LLC. Virtu Americas LLC is a Limited Liability Company formed in February 2009 and approved in all 50 states and the District of Columbia. The firm has been registered with the SEC and has a total of 53 regulatory and civil event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Claude Sam’s Registration & Firm History

NY

05/08/2019 - Present

Virtu Americas LLC (New York NY)

NY

06/02/2010 - 08/03/2020

VIRTU ITG LLC (NEW YORK NY)

IL

02/22/2000 - 03/17/2000

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

FL

10/26/1998 - 01/01/1999

JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)

NY

07/23/1998 - 09/18/1998

THE J.B. SUTTON GROUP, LLC (MELVILLE NY)

CO

01/06/1998 - 07/29/1998

SCHNEIDER SECURITIES, INC. (DENVER CO)

NY

10/08/1997 - 01/06/1998

IAR SECURITIES CORP. (NEW YORK NY)

NY

08/12/1997 - 11/10/1997

ASH & CO. INCORPORATED (GREAT NECK NY)

Not sure if Claude Kerlot Sam is right for you?

Licenses & Designations

BC

Issued 08/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Claude Kerlot Sam.
Not sure if Claude Kerlot Sam is right for you?