Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claude? Claim Your ProfileClaude Damian Nesis is a financial professional with over 30 years of experience in the financial services industry. Claude Nesis is currently registered with LPL Financial LLC and has been with the firm since October 2020. Previously, Claude Nesis was registered with KMS Financial Services, Inc. from March 2004 to October 2020, and Capital Analysts, Incorporated from April 1988 to March 2004. Claude Nesis holds the Series 6, 7, 22 and 63 licenses. Claude Nesis is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/16/2020 - Present
LPL Financial LLC (BELLEVUE WA)
WA
03/30/2004 - 10/16/2020
KMS FINANCIAL SERVICES, INC. (BELLEVUE WA)
OH
04/20/1988 - 03/31/2004
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NA
06/12/1987 - 04/19/1988
CIGNA SECURITIES, INC.
BC
Issued 06/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/01/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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