Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claud? Claim Your ProfileClaud Gobble is a financial advisor with over 20 years of experience in the industry. Claud is a registered representative with Stifel, Nicolaus & Company, Inc., serving clients in LAS CRUCES, NM. Prior to joining Stifel, Nicolaus & Company, Inc., Claud was registered with WELLS FARGO CLEARING SERVICES, LLC. and A. G. EDWARDS & SONS, INC.. Claud holds a Series 63, Series 66, Series 7 and Series 10 licenses. Claud provides a variety of financial services including financial planning, portfolio management, and educational seminars. Claud specializes in serving individuals, high-net-worth individuals, corporations, businesses, investment clubs, charitable organizations, and pooled investment vehicles. Claud also provides services to banking or thrift institutions, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
12/03/2021 - Present
Stifel, Nicolaus & Company, Inc. (LAS CRUCES NM)
NM
10/17/2008 - 11/23/2021
WELLS FARGO CLEARING SERVICES, LLC (LAS CRUCES NM)
MO
10/08/2001 - 05/18/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 10/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Claud Gobble is the right advisor for you? Invested Better is here to help.
