Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Claud? Claim Your ProfileClaud Haws is an investment advisor representative with Mercer Global Advisors Inc. based in Denver, Colorado. Claud is a Registered Representative and Investment Advisor Representative, with a career in the financial industry spanning over 30 years. Claud has a strong track record of providing personalized financial advice and portfolio management services to individuals, families, and businesses. Claud has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Claud's clients have diverse needs, including financial planning, investment management, retirement planning, and estate planning. Claud holds the CERTIFIED FINANCIAL PLANNER™ designation, which demonstrates a commitment to providing comprehensive financial planning services. Claud's prior experience includes positions at firms such as PURSHE KAPLAN STERLING INVESTMENTS, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and EDWARD D. JONES & CO., L.P. Claud is a valuable resource for those seeking personalized and professional financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/21/2023 - Present
Mercer Global Advisors Inc. (DENVER CO)
TN
11/16/2012 - 10/07/2020
PURSHE KAPLAN STERLING INVESTMENTS (FRANKLIN TN)
TN
08/01/2008 - 11/16/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (FRANKLIN TN)
TN
07/07/2003 - 08/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRANKLIN TN)
GA
05/09/1995 - 03/02/1999
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
TN
05/31/1994 - 05/09/1995
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
MO
04/24/1990 - 08/03/1992
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 06/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Claud Haws is the right advisor for you? Invested Better is here to help.
