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Clarke Coles

Siebert Williams Shank & CO., LLC

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About Clarke Coles

Clarke Coles is a financial professional with over 2 years of experience in the industry. Clarke is currently registered with Siebert Williams Shank & CO., LLC in New York, NY and is a Series 7, Series 63, Series 79, and SIE licensed professional. Prior to joining Siebert Williams Shank & CO., LLC, Clarke worked at Barclays Capital Inc..

Firm Information

Clarke Coles is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clarke Coles’s Registration & Firm History

NY

01/19/2023 - Present

Siebert Williams Shank & CO., LLC (NEW YORK NY)

NY

10/18/2021 - 12/08/2022

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/05/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/15/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/07/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clarke Coles.
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