Unclaimed
Clarke Coles is a financial professional with over 2 years of experience in the industry. Clarke is currently registered with Siebert Williams Shank & CO., LLC in New York, NY and is a Series 7, Series 63, Series 79, and SIE licensed professional. Prior to joining Siebert Williams Shank & CO., LLC, Clarke worked at Barclays Capital Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/19/2023 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
10/18/2021 - 12/08/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/15/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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