Unclaimed
Clark Thomas Gingras is a financial advisor with Northwestern Mutual Investment Services, LLC. Clark has been in the financial services industry since 2015. Clark's office is located in Traverse City, Michigan. Clark is licensed to sell securities in 16 states. Clark is also a registered representative of FINRA and holds Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
10/15/2015 - Present
Northwestern Mutual Investment Services, LLC (TRAVERSE CITY MI)
BC
Issued 09/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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