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Clark Philip Miller

Mufg Securities Americas Inc.

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About Clark Philip Miller

Clark Philip Miller is a financial professional with over 10 years of experience in the industry. Currently, Clark Miller is a Registered Representative with MUFG Securities Americas Inc., where he is based in Los Angeles. Before that, Clark Miller was with BTMU SECURITIES, INC. in Los Angeles. Clark Philip Miller holds the Series 63, SIE, and Series 79 licenses, and is registered to conduct business in California and New York.

Firm Information

Clark Miller is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clark Miller’s Registration & Firm History

CA

04/01/2017 - Present

Mufg Securities Americas Inc. (Los Angeles CA)

CA

05/06/2015 - 04/01/2017

BTMU SECURITIES, INC. (Los Angeles CA)

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Licenses & Designations

BC

Issued 06/24/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clark Philip Miller.
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