Unclaimed
Clark Philip Miller is a financial professional with over 10 years of experience in the industry. Currently, Clark Miller is a Registered Representative with MUFG Securities Americas Inc., where he is based in Los Angeles. Before that, Clark Miller was with BTMU SECURITIES, INC. in Los Angeles. Clark Philip Miller holds the Series 63, SIE, and Series 79 licenses, and is registered to conduct business in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/01/2017 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
CA
05/06/2015 - 04/01/2017
BTMU SECURITIES, INC. (Los Angeles CA)
BC
Issued 06/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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