Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clark? Claim Your ProfileClark P. Caine has been in the financial industry since May 20, 2001. Clark is currently registered with Avantax Investment Services, Inc. and is located in Crivitz, WI. Clark previously worked for FRANKLIN FINANCIAL SERVICES CORPORATION in Houston, TX. Clark holds the Series 6, Series 63, and SIE licenses. Clark is registered in Colorado, Georgia, Michigan, Minnesota, Mississippi, Nevada, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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WI
04/02/2002 - Present
Avantax Investment Services, Inc. (Crivitz WI)
TX
05/17/2001 - 03/28/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 12/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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