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Clark E Schulte

THE O.n. Equity Sales Co.

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About Clark E Schulte

Clark E. Schulte is a financial advisor with The O.n. Equity Sales Co., registered with the Financial Industry Regulatory Authority (FINRA). Clark has been a financial advisor for 16 years. Clark has a Series 6 and Series 63 license and is licensed to sell securities in 9 states.

Firm Information

Clark Schulte is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clark Schulte’s Registration & Firm History

IA

04/06/2007 - Present

THE O.n. Equity Sales Co. (CEDAR RAPIDS IA)

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Licenses & Designations

BC

Issued 04/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clark E Schulte.
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