Unclaimed
Clark David Lawless is a financial advisor with Fidelity Brokerage Services LLC. Clark is registered in Massachusetts, North Carolina, Texas and Utah. Clark has been in the financial services industry since June 2019. Clark holds Series 7TO, Series 63, Series 9 and Series 10 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
07/01/2019 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 07/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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