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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clark? Claim Your ProfileClark Clifford Small is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Clark Small has been in the industry since May 24, 1994. Clark Small is also an active investment advisor representative in Idaho and Texas. Clark Small has a broad range of experience and expertise, having held various roles at multiple financial firms prior to his current position at Merrill Lynch. Clark Small is committed to providing clients with personalized financial advice and guidance, with a focus on their individual needs and goals. Clark Small offers a range of services, including portfolio management for individuals and businesses, educational seminars, and performance measurement reports.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/23/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
02/08/2008 - 09/01/2010
WELLS FARGO INVESTMENTS, LLC (KIRKLAND WA)
WA
08/23/2002 - 02/13/2008
WAMU INVESTMENTS, INC. (SEATTLE WA)
MA
07/16/2002 - 09/05/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
02/02/1998 - 07/17/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
WA
07/24/1995 - 12/22/1997
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
NY
06/07/1994 - 07/21/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/22/1994 - 04/18/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 7/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/9/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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