Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clarissa? Claim Your ProfileClarissa Pesqueira is a financial advisor at Cetera Investment Advisers LLC. Clarissa is a registered Investment Advisor Representative (IAR) with the state of California. Clarissa is a licensed and experienced financial advisor. Clarissa has passed the Series 63, Series 66 and Series 7 exams. Clarissa also holds the Securities Industry Essentials (SIE) exam. Clarissa has been in the financial industry since 2009. Clarissa has worked with a variety of firms, including First Allied Securities, Inc., National Planning Corporation, Waddell & Reed, Chase Investment Services Corp., WAMU Investments, Inc., and LPL Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
03/01/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
06/29/2016 - 02/13/2018
NATIONAL PLANNING CORPORATION (El Segundo CA)
CA
01/19/2011 - 08/06/2014
WADDELL & REED (TORRANCE CA)
CA
05/02/2009 - 12/21/2010
CHASE INVESTMENT SERVICES CORP. (TORRANCE CA)
CA
01/26/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (TORRANCE CA)
AZ
12/11/2006 - 11/24/2008
LPL FINANCIAL CORPORATION (TUCSON AZ)
BOTH
Issued 4/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/24/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/8/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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