Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clarence? Claim Your ProfileClarence Penton Cook is a financial advisor who has been in the industry since January 18, 1981. Clarence is currently registered with Raymond James Financial Services Advisors, Inc., where Clarence has been employed since November 2014. Prior to joining Raymond James Financial Services Advisors, Inc., Clarence worked at Harbor Financial Services, LLC, Raymond James Financial Services, Inc., Morgan Stanley DW Inc., J.C. Bradford & Co., Shearson Lehman Hutton Inc. and E. F. Hutton & Company Inc. Clarence holds a Series 63, Series 7 and SIE license. Clarence has a total of 5 approved registrations, including in Alabama, District of Columbia, Florida and Oregon. Clarence specializes in Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Educational Seminars, and Selection of Other Advisers. Clarence also owns CPC Capital, Inc. and is an independent contractor with Meridiem Advisory Group LLC (formerly Gateway Partners LLC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
11/26/2014 - Present
Raymond James Financial Services Advisors, Inc. (MONTGOMERY AL)
AL
06/01/2007 - 11/26/2014
HARBOR FINANCIAL SERVICES, LLC (MONTGOMERY AL)
AL
09/03/2004 - 06/05/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (MONTGOMERY AL)
NY
06/12/1992 - 09/08/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/26/1988 - 06/24/1992
J.C. BRADFORD & CO. (NEW YORK NY)
NY
02/15/1988 - 03/31/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/19/1981 - 02/15/1988
E. F. HUTTON & COMPANY INC
BC
Issued 01/23/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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