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Clarence Kevin Bourne

Loop Capital Markets LLC

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About Clarence Kevin Bourne

Clarence Kevin Bourne is a financial professional with over 30 years of experience in the industry. Clarence has held various roles at prominent financial institutions, including J.P. Morgan Securities Inc. and Banc One Capital Markets, Inc. Clarence is currently a Registered Representative with Loop Capital Markets LLC. Clarence holds FINRA Series 7, 52, 53, and 63 licenses, as well as the SIE. Clarence is registered in Illinois.

Firm Information

Clarence Bourne is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Clarence Bourne’s Registration & Firm History

IL

02/25/2009 - Present

Loop Capital Markets LLC (CHICAGO IL)

IL

10/01/2008 - 02/03/2009

J.P.MORGAN SECURITIES INC. (CHICAGO IL)

IL

07/01/2004 - 10/01/2008

J.P. MORGAN SECURITIES INC. (CHICAGO IL)

IL

01/23/1989 - 07/01/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

NA

01/19/1988 - 10/28/1988

FIRST CHICAGO INVESTMENT SERVICES, INC.

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Licenses & Designations

BC

Issued 04/12/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/10/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

BC

Issued 04/06/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clarence Kevin Bourne.
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