Unclaimed
Clarence Slaughter is a financial advisor registered with Independent Advisor Alliance, LLC. Clarence has been working in the financial services industry since February 13, 1996. Clarence holds the Series 6, Series 63, and Series 65 licenses and the SIE designation. Clarence has been associated with Independent Advisor Alliance, LLC since February 2016. Clarence is also associated with LPL Financial. Clarence's previous experience includes working with NFP ADVISOR SERVICES, LLC and PRINCOR FINANCIAL SERVICES CORPORATION. Clarence's firm, Independent Advisor Alliance, LLC, provides investment advisory services and offers a variety of services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/11/2017 - Present
Independent Advisor Alliance, LLC (Greensboro NC)
NC
05/13/2005 - 02/26/2016
NFP ADVISOR SERVICES, LLC (GREENSBORO NC)
IA
02/14/1996 - 05/23/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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