Unclaimed
Clarence Rothfuss is a registered representative with PFS Investments Inc. based in Denver, Colorado. Clarence has been in the industry since 1993. Clarence is Series 6 and Series 63 licensed, with the most recent exam passed being the Securities Industry Essentials Examination (SIE) in 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CO
04/08/1993 - Present
PFS Investments Inc. (DENVER CO)
BC
Issued 04/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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