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Clarence Gerome Williams

Umergence LLC

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About Clarence Gerome Williams

Clarence Gerome Williams is a financial advisor with over 20 years of experience in the industry. Clarence is currently registered with Umergence LLC, a firm with a national scope. Clarence has worked with several other firms including CAVU Securities LLC, Mariner Group Capital Markets, Inc., Meridian Equity Partners, Inc., Matrix Capital Group, Inc., Guzman & Company, Magna, and TCW Brokerage Services. Clarence's qualifications include passing the Series 7, Series 63, Series 79TO, SIE, and the Uniform Investment Adviser Law Examination. Clarence holds a license to sell securities in Connecticut and New York.

Firm Information

Clarence Williams is currently registered with Umergence LLC. Umergence LLC is a Limited Liability Company formed in 2015. It is registered to operate in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Clarence Williams’s Registration & Firm History

CT

02/03/2021 - Present

Umergence LLC (PLANTSVILLE CT)

NY

04/12/2016 - 05/05/2020

CAVU SECURITIES LLC (NEW YORK NY)

NY

10/11/2012 - 03/01/2016

MARINER GROUP CAPITAL MARKETS, INC. (HARRISON NY)

NY

11/07/2011 - 09/28/2012

MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)

NY

08/05/2011 - 09/28/2011

MATRIX CAPITAL GROUP, INC. (NEW YORK NY)

NY

04/07/2010 - 06/15/2011

GUZMAN & COMPANY (NEW YORK CITY NY)

NY

12/07/2006 - 02/11/2010

MAGNA (NEW YORK NY)

CA

04/24/2000 - 07/28/2006

TCW BROKERAGE SERVICES (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 05/11/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clarence Gerome Williams.
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