Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Clarence? Claim Your ProfileClarence Pollock is a financial advisor with Stephens. Clarence has been in the financial industry since 1992. Clarence has a variety of licenses and registrations, including Series 3, 7, 63, 65 and SIE. Clarence is a Registered Representative and Investment Advisor Representative with Stephens in Little Rock, Arkansas and provides financial advice to individuals and businesses. Clarence's specializations include investment planning, portfolio management, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
10/30/2013 - Present
Stephens (LITTLE ROCK AR)
AR
04/12/1993 - 07/14/1998
FIRST COMMERCIAL INVESTMENTS, INC. (LITTLE ROCK AR)
NA
01/19/1983 - 06/27/1983
POWELL & SATTERFIELD, INC.
IA
Issued 07/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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