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Clarence Edmund Blanton

Dempsey Lord Smith, LLC

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About Clarence Edmund Blanton

Clarence Edmund Blanton is a financial advisor at Dempsey Lord Smith, LLC. Clarence has been in the financial industry for over 10 years. Clarence's specialties include: providing financial planning, pension consulting and selection of other advisers. Clarence is registered with FINRA and the state of South Carolina. Clarence has passed the Series 6, 7, 63 and 66 exams. Clarence has been registered with Dempsey Lord Smith, LLC since 2017, Clarence previously worked at INVEST FINANCIAL CORPORATION, W&S BROKERAGE SERVICES, INC. and THRIVENT INVESTMENT MANAGEMENT INC.

Firm Information

Clarence Blanton is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Clarence Blanton’s Registration & Firm History

SC

07/22/2024 - Present

Dempsey Lord Smith, LLC (MOUNT PLEASANT SC)

SC

12/11/2017 - 03/19/2019

DEMPSEY LORD SMITH, LLC (MOUNT PLEASANT SC)

SC

08/02/2017 - 12/12/2017

INVEST FINANCIAL CORPORATION (MT. PLEASANT SC)

SC

03/23/2017 - 07/27/2017

W&S BROKERAGE SERVICES, INC. (Daniel Island SC)

SC

09/21/2004 - 04/14/2008

THRIVENT INVESTMENT MANAGEMENT INC. (MT PLEASANT SC)

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Licenses & Designations

BC

Issued 03/22/2017

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/01/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/22/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/01/2024

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/20/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Clarence Edmund Blanton.
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